Mendy can be reached at:

Email: [email protected]
Direct Line: 702-598-9124

Mendy Morgan works with a team responsible for the compliance program and supervision of over 100 advisors. She has over 25 years experience in the securities industry. Prior to her role in compliance and supervision, she was an investment representative.

When asked what she likes most in her current role, Mendy replied “I believe this experience gives me a better understanding of the relationship between compliance and the advisors and how we can all work together to make the experience better for the client.” Mendy currently holds the following FINRA securities licenses: Series 4, 7, 24, 53. 63, 65 and 66.